Practices

Securities Litigation, Arbitration and Enforcement

Securities Litigation, Arbitration and Enforcement

Our team represents securities broker/dealers and futures commission merchants for companies of all sizes, across the country. Let us help yours.

We have proven expertise in matters such as:

  • Customer-initiated arbitration proceeding before FINRA or AAA
  • Shareholder class action
  • Enforcement action brought by a self-regulatory organization or the SEC
  • Trade secret/unfair competition suit in state or federal court.