Securities Litigation, Arbitration and Enforcement
Our team represents securities broker/dealers and futures commission merchants for companies of all sizes, across the country. Let us help yours.
We have proven expertise in matters such as:
- Customer-initiated arbitration proceeding before FINRA or AAA
- Shareholder class action
- Enforcement action brought by a self-regulatory organization or the SEC
- Trade secret/unfair competition suit in state or federal court.
Related Practices
- Administrative
- Appellate
- Bank Financing - Litigation
- Bankruptcy and Insolvency
- Class Action
- Commercial and Contract
- Construction
- Employment
- Environmental
- ERISA Compliance and Defense
- Family Law
- Insurance Coverage/Risk Management
- Labor
- Real Estate Land Use and Zoning
- School/Tenure
- Shareholder Disputes
- Supply Chain
- Tool Liens (Molder’s Liens and Special Tool Lien Act Claims)
- Trade Secrets/Unfair Competition/Non-Competes